Regulatory status

Introduction

Link Group is a trading name of companies which offer corporate market services, fund solutions, retirement and superannuation solutions, and technology and operations services. The companies that offer banking and credit management services trade as Link Asset Services.

All the companies listed below are wholly owned subsidiaries of Link Administration Holdings Limited which is a company incorporated in Australia and listed on the Australia Securities Exchange. The company’s registered address is Level 12, 680 George Street, Sydney, NSW, 2000, company registration number 120964098. Link Administration Holdings Limited together with its subsidiary companies form the Link Group (“the Link Group”). For more information, please visit www.linkgroup.com.

Use of the https://www.linkgroup.eu website is subject to the terms and conditions set out in the Legal Statement and the laws of England and Wales.
The jurisdictions in which the Link Group operates in EMEA and the principal companies through which they operate are set out below. Terms of business are available on request.

Corporate Markets

United Kingdom:

Link Group is a trading name of Link Market Services Limited, Link Market Services Trustees Limited and Link Share Plan Services Limited. Share registration and associated services are provided by Link Market Services Limited (registered in England and Wales, No. 2605568) and Link Share Plan Services Limited (registered in England and Wales, No. 05078782). Regulated services are provided by Link Market Services Trustees Limited (registered in England and Wales No. 2729260), which is authorised and regulated by the Financial Conduct Authority, FCA register number 184113. Not all share plan activity is regulated. The registered office of each of these companies is Link Group, Central Square, 29 Wellington Street, Leeds LS1 4DL .


Company Matters is a trading name of Link Market Services Limited which provides company secretarial services. Registered office: Link Group, Central Square, 29 Wellington Street, Leeds LS1 4DL . Registered in England and Wales No. 2605568.


Treasury services are provided by Link Treasury Services Limited (registered in England and Wales No. 2652033). Link Treasury Services Limited is authorised and regulated by the Financial Conduct Authority only for conducting advisory and arranging activities in the UK as part of its Treasury Management Service, FCA register number 150403. Registered office: 6th Floor, 65 Gresham Street, London, EC2V 7NQ.


Orient Capital Limited registered in England and Wales No. 05900686 provides share ownership analytics, market intelligence and investor communications. Registered office: 6th Floor 65 Gresham Street, London, United Kingdom, EC2V 7NQ. Orient Capital is a trading name of Orient Capital Limited.


D.F. KING LTD registered in England and Wales No. 09288591. Registered office: 6th Floor 65 Gresham Street, London, United Kingdom, EC2V 7NQ. D.F. King specialise in designing, organising and executing campaigns for Annual General Meetings, Extraordinary General Meetings, takeovers, proxy defences, shareholder activism and corporate governance advisory.


Empirics Marketing Pty Ltd, which is a company incorporated in Australia (company registration number 115085820) and address: Level 13, Tower 4, 727 Collins Street, Melbourne, VIC, 3008, Australia. Empirics Marketing Pty Ltd specialise in data analytics. Empirics is a trading name of Empirics Marketing Pty Ltd.

Ireland:

Share registration and associated services are provided by Link Registrars Limited. Registered in Ireland No. 307313. Registered Office: 2 Grand Canal Square, Grand Canal Harbour, Dublin 2.

Jersey:

Share registration and associated services are provided by Link Market Services (Jersey) Limited, which is regulated by the Jersey Financial Services Commission for the conduct of Fund Services Business. Registered office: 12 Castle Street, St Helier, Jersey JE2 3RT. Registered in Jersey No. 64502.

Guernsey:

Share registration and associated services are provided by Link Market Services (Guernsey) Limited, which is licensed and regulated by the Guernsey Financial Services Commission under the Protection of Investors (Bailiwick of Guernsey) Law 1987, as amended. Registered office: Mont Crevelt House, Bulwer Avenue, St Sampson, Guernsey GY2 4LH. Registered in Guernsey No. 38018.

Isle of Man:

Share registration and associated services are provided by Link Market Services (Isle of Man) Limited, which is licensed by the Isle of Man Financial Services Authority. Registered office: PO Box 227, Clinch's House, Lord Street, Douglas, Isle of Man, IM99 1RZ. Registered in the Isle of Man No. 118797C.

Fund Solutions

United Kingdom:

Link Fund Solutions Limited (registered in England and Wales No. 01146888) acts as Authorised Corporate Director / Authorised Fund Manager/ Alternative Investment Fund Manager, Link Financial Investments Limited (registered in England and Wales No. 02823982) acts as an ISA Manager and Link Fund Administrators Limited (registered in England and Wales No. 00934528) provides fund administration services. These three companies are authorised and regulated by the Financial Conduct Authority; register numbers: Link Fund Solutions Limited 119197; Link Financial Investments Limited 169586 and Link Fund Administrators Limited 121795. Registered office for all three companies: 6th Floor, 65 Gresham Street, London, EC2V 7NQ. Complaints concerning any of the funds for which Link Fund Solutions Limited acts as operator may be referred to the Complaints Department, Link Fund Solutions Limited or complaints concerning the products for which Link Financial Investments Limited acts as ISA Manager may be referred to the Complaints Department, Link Financial Investments Limited (as appropriate), PO Box 389, Unit 1, Roundhouse Road, Darlington, DL1 9UF, by email to investorservices@linkgroup.co.uk or by telephone to 0345 922 0044. If after due consideration the complaint is rejected, you may have the right to refer the matter to the Financial Ombudsman Service at Exchange Tower, London E14 9SR. A copy of our Complaint Guide is available on request.

Link Alternative Fund Administrators Limited (registered in England and Wales No. 02056193) also provides fund administration services. It is registered with HM Revenue and Customs for the purposes of the Money Laundering Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations, SI 2017/692. Registered office: Link Group, Central Square, 29 Wellington Street, Leeds LS1 4DL .

Ireland:

Link Fund Manager Solutions (Ireland) Limited (registered in Ireland No. 415879) acts as a UCITS Management Company and Alternative Investment Fund Manager and Link Fund Administrators (Ireland) Limited (registered in Ireland No. 415878) provides fund administration services. These two companies are regulated by the Central Bank of Ireland; registered numbers: Link Fund Manager Solutions (Ireland) Limited C42385 and Link Fund Administrators (Ireland) Limited C42560. Registered office of both these companies: First Floor, 2 Grand Canal Square, Grand Canal Harbour, Dublin 2, Ireland.

Luxembourg:

Link Fund Solutions (Luxembourg) S.A. acts as a UCITS Management Company and Alternative Investment Fund Manager (AIFM) and is authorised by the Commission de Surveillance du Secteur Financier to exercise the activities of (i) collective management according to Article 101(2) of the law of 17 December 2010 relating to UCIs (ii) Authorized alternative investment fund manager according to Article 5 of the law of 12 July 2013 relating to AIFMs. Registered office: 19-21 route d'Arlon, L-8009 Strassen. R.C.S. B226846

Retirement and Superannuation Solutions

United Kingdom

Retirement and Superannuation Services are provided by Link Pension Administration Limited (registered in England and Wales No. 11120924). Registered office: 6th Floor 65 Gresham Street, London, United Kingdom, EC2V 7NQ.

[Updated: November 2020]